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MAS-Compliant internal audit Services for CMS Licence Holders & Licensed Fund Management Companies in Singapore

From licensing to audits to AML training – Alpha Compliance SG is your dedicated compliance partner, built exclusively for MAS-regulated firms.

Book Compliance Consultation

FOR MAS COMPLIANT CMS LICENCE HOLDERS

Compliance, Internal & BCM Audit services for Singapore fund managers

From licensing to audits to AML training – your dedicated compliance partner for MAS-regulated firms.

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MAS-Compliant internal audit Services for CMS Licence Holders & Licensed Fund Management Companies in Singapore

Trust our expertise to navigate the intricacies of MAS guidelines and ensure your organization meets regulatory requirements seamlessly.

Book Compliance Consultation

Who This Is For

We work exclusively with MAS-licensed entities:

Capital Markets Services (CMS) Licence Holder.
Licensed Fund Management Company Financial Advisers (FA).
Exempt Financial Advisers (EFA).
Venture Capital Fund Manager.
Family Offices.

What We Do

BCM Audit

Business Continuity Management is a core MAS regulatory expectation. Our BCM audit service reviews your BCP preparedness as per MAS Guidelines on Business Continuity Management, identifying gaps, validating recovery strategies and ensuring your firm can demonstrate resilience to MAS.
Get a BCM Audit
audit (1)

Internal Audit

MAS requires licensed financial institutions to maintain an independent internal audit function. Our specialists deliver structured, MAS-aligned audit reports tailored to your licence type, entity size and risk profile, so you're always inspection-ready.
Get Your Internal Audit

CMS Licence

Applying for a Capital Markets Services licence is a demanding process. We guide you through MAS's requirements end-to-end from application preparation and regulatory submission to condition fulfilment so your licence is secured without delays or rejections.
Get Licensing Support

Compliance Services

Staying on top of MAS notices, guidelines and regulatory changes can feel like a full-time job. We serve as your outsourced compliance team, handling reviews, gap assessments, policy documentation and regulatory reporting so your team can focus on running the business.
Explore Compliance Services

AML Training

MAS expects all regulated firms to maintain robust AML/CFT controls and a well-trained team. We deliver practical, MAS-aligned AML training programmes covering customer due diligence, red flags, transaction monitoring and STR obligations.
Book AML Training

BCM Audit

Business Continuity Management is a core MAS regulatory expectation. Our BCM audit service reviews your BCP preparedness as per MAS Guidelines on Business Continuity Management, identifying gaps, validating recovery strategies and ensuring your firm can demonstrate resilience to MAS.
Get a BCM Audit
audit (1)

Internal Audit

MAS requires licensed financial institutions to maintain an independent internal audit function. Our specialists deliver structured, MAS-aligned audit reports tailored to your licence type, entity size and risk profile, so you're always inspection-ready.
Get Your Internal Audit

CMS Licence

Applying for a Capital Markets Services licence is a demanding process. We guide you through MAS's requirements end-to-end from application preparation and regulatory submission to condition fulfilment so your licence is secured without delays or rejections.
Get Licensing Support

Compliance Services

Staying on top of MAS notices, guidelines and regulatory changes can feel like a full-time job. We serve as your outsourced compliance team, handling reviews, gap assessments, policy documentation and regulatory reporting so your team can focus on running the business.
Explore Compliance Services

AML Training

MAS expects all regulated firms to maintain robust AML/CFT controls and a well-trained team. We deliver practical, MAS-aligned AML training programmes covering customer due diligence, red flags, transaction monitoring and STR obligations.
Book AML Training

Why Firms Choose Alpha Compliance?

MAS-Specialist Team

Every member of our team has hands-on experience with MAS regulations and licensing conditions.

Licence-Specific Approach

Your obligations differ based on your licence type. We scope every engagement audit, review or training specifically to your MAS licence and entity profile.

Inspection Ready Support

Our team helps your business maintain continuous inspection readiness through structured compliance reviews, documentation support, mock audits, risk assessments and regulatory guidance.

End-to-End Support

Whether you're applying for your first CMS licence or preparing for an MAS inspection, we support you across the full compliance lifecycle.

MAS-Specialist Team

Every member of our team has hands-on experience with MAS regulations and licensing conditions.

Licence-Specific Approach

Your obligations differ based on your licence type. We scope every engagement audit, review or training specifically to your MAS licence and entity profile.

Inspection Ready Support

Our team helps your business maintain continuous inspection readiness through structured compliance reviews, documentation support, mock audits, risk assessments and regulatory guidance.

End-to-End Support

Whether you're applying for your first CMS licence or preparing for an MAS inspection, we support you across the full compliance lifecycle.

MAS-Specialist Team

Every member of our team has hands-on experience with MAS regulations and licensing conditions.

Licence-Specific Approach

Your obligations differ based on your licence type. We scope every engagement audit, review or training specifically to your MAS licence and entity profile.

Inspection Ready Support

Our team helps your business maintain continuous inspection readiness through structured compliance reviews, documentation support, mock audits, risk assessments and regulatory guidance.

End-to-End Support

Whether you're applying for your first CMS licence or preparing for an MAS inspection, we support you across the full compliance lifecycle.

Trusted & Experienced

Built by practitioners with deep, hands-on experience in MAS regulations, licensing requirements and compliance operations.

30+

Years of cumulative MAS compliance experience

50+

MAS-licensed firms supported across Singapore

10+

Years as a trusted compliance partner

5

Core services covering your complete compliance lifecycle

FAQ

Alpha Compliance SG works with MAS-regulated and regulated-adjacent businesses, including fund management companies, venture capital fund managers, capital market licensees, financial advisers, payment services companies and corporate finance advisory firms.

Yes. Alpha Compliance SG provides ongoing compliance advisory, outsourced compliance support, regulatory filing assistance, policy reviews, audit support, training, and risk management advisory.

Yes. Alpha Compliance SG supports clients from pre-setup advisory to licence application documentation, regulatory policies, risk management frameworks, and ongoing compliance after licensing.

No. While fund management companies are a key audience, Alpha Compliance SG also supports other MAS-regulated entities such as capital market licensees, financial advisers, payment services companies, and corporate finance advisory businesses.

Businesses can contact Alpha Compliance SG to discuss their licence type, business model, compliance gaps, audit requirements, or training needs. The team can then recommend the right advisory, audit, AML, risk or compliance support.

CONTACT

Get In Touch With Us

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